Regulation

What is the SEC? Understanding the U.S. Securities and Exchange Commission

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What is the SEC? Understanding the U.S. Securities and Exchange Commission The SEC, or the U.S. Securities and Exchange Commission, is an independent agency of the U.S. federal government. Established in 1934 in the wake of the Great Depression, its primary mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital … Read more

Understanding the European Securities and Markets Authority (ESMA): A Comprehensive Guide

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Understanding the European Securities and Markets Authority (ESMA): A Comprehensive Guide The European Securities and Markets Authority (ESMA) plays a pivotal role in safeguarding the stability of the European Union’s financial system. As an independent EU authority, ESMA contributes to protecting investors and promoting stable, well-functioning financial markets across the region. This article provides a … Read more

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